The FSA has now become two separate regulatory authorities and this site is no longer updated.
The Financial Conduct Authority can be found at www.fca.org.uk and the Prudential Regulation Authority at www.bankofengland.co.uk.
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This table contains information about FSA fines published during 2013. Total amount of fines is £135,859,837

Amount Company or person fined Date What was the fine for? Compensation
£56,000 Care Asset Management Limited 27/03/13 For breach of rules in relation to its sale of products provided by keydata.  
£16,000,000 The Prudential Assurance Company Limited 27/03/13 For failing to deal with the FSA in an open and cooperative manner  
£14,000,000 Prudential plc 27/03/13 For Listing Rules breaches  
£2,428,300 Lamprell plc 18/03/13 For Listing Rules breaches  
£4,315,000 Lloyds TSB Bank Plc, Lloyds TSB Scotland Plc, and Bank of Scotland plc 15/02/13 For delayed PPI redress payments.  
£175,000 Nestor Healthcare Group Limited 14/02/13 For failing to take adequate steps to ensure that its board members and senior executives complied with the share dealing provisions of the FSA’s Model Code.  

£9,450,000

UBS AG

08/02/13

For failings in its sale of an AIG fund

 

£87,500,000

The Royal Bank of Scotland plc

06/02/13

For misconduct relating to the London Interbank Offered Rate (LIBOR)

 

£900,000 (and  disgorgement of €362,950)

Stefan Chaligne

24/01/2013

For market abuse (market manipulation)

 

£650,000

Patrick Sejean

24/01/2013

For market abuse (market manipulation)

 

£212,237

Harbinder Panesar

15/01/2013

for misappropriating money from his business and selling worthless policies

 

 

£10,000

Thomas Reeh

07/01/2013

For numerous failings in relation to the sale of mortgages and payment protection insurance (PPI).

 

£50,000

Christopher Ollerenshaw

07/01/2013

For numerous failings in relation to the sale of mortgages and payment protection insurance (PPI).

 
£113,300 Co-operative Bank plc 04/01/2013 For failing to handle payment protection insurance (PPI) complaints fairly.  

 

 
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