Asset Management
Managing Investments | Compliance | IT in Investment Operations |
Financial Crime
Making decisions and arrangements on your behalf about how your money should be invested.
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Qualification |
Awarding Body |
Appropriate Exam |
Meeting NOS |
|
Yes |
N/A |
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|
Yes |
N/A |
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Diploma (must include a pass in Regulation and Compliance paper) |
Yes |
N/A |
|
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Certified International Investment Analyst (CIIA) + UK regulatory module |
Yes |
N/A |
|
Qualification |
Awarding Body |
Appropriate Exam |
Meeting NOS |
|
No |
Yes |
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|
No |
Yes |
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No |
Yes |
The IT in Investment Operations (ITIO) qualification has been developed for IT staff working in financial services, who wish to develop their knowledge and understanding of IT needs specific to the financial services arena. It will be of particular interest to those who are new to the industry, or who are hoping to move into the financial services industry.
|
Qualification |
Awarding BodY |
Appropriate Exam |
Meeting NOS |
|
IT in Investment Operations (ITIO) |
No |
N/A |
In accordance with section 6(3) of the Act) any kind of criminal conduct relating to money or to financial services or markets, including any offence involving:
- fraud or dishonesty; or
- misconduct in, or misuse of information relating to, a financial market; or
- handling the proceeds of crime;
In this definition, "offence" includes an act or omission which would be an offence if it had taken place in the United Kingdom.
|
Qualification |
Awarding Body |
Appropriate Exam |
Meeting NOS |
|
ICA Diploma in Financial Crime Prevention |
International Compliance Association |
N/A |
Yes View NOS |
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