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Department for Transport,
Local Government and the Regions

Review of Local Authority Statutory and
Non Statutory Service and Policy Planning Requirements


Contents

Acknowledgements

Illustrations

Executive Summary

PART I: The Research Context

1. Introduction
2. Structure of the report
3. The objectives of the research
4. Definitions: explanation of terms
5. Research methodology

5.1 Stage 1: documentary review of formal plan requirements
5.2 Stage 2: interviews with government officials
5.3 Stage 3: local authority case studies

PART II: Overview of Current Planning Requirements

6. Number of plans

6.1 The current number of plans
6.2 The total plan 'burden'
6.3 Changes to the number of plans

7. The statutory nature of plans
8. Administrative local authority tiers with responsibility for producing the plans
9. Timescale for production of the plans
10. Central government 'sponsorship' responsibility for plans
11. The value of planning

11.1 What are the benefits to central government?

11.1.1 Monitoring local government and driving performance standards
11.1.2 Providing information
11.1.3 Facilitating central government policy making
11.1.4 Promoting coordination and joined-up working

11.2 What are the benefits to local authorities?

11.2.1 Assisting business and information management
11.2.2 Addressing cross-cutting issues
11.2.3 Focusing attention on activities or information

11.3 What are the benefits to the community?

11.3.1 Affording local accountability
11.3.2 Delivering outcome
11.3.3 Providing a strategic approach to activity

12. The use of local authority plans by central government

12.1 Using plans to inspect compliance with national standards and policy objectives
12.2 Using plans to monitor levels of activity
12.3 Using plans to allocate funding
12.4 Using plans as a source of information
12.5 Other uses
12.6 Which plans are (not) sent to central government?
12.7 Widening the use of plans: can the centre use them more?

13. Central government reviews of planning requirements

13.1 What is the nature of the reviews?
13.2 Widening out the reviews across central government

PART III: Building a Streamlined Planning Process

14. Mapping the relationship between plans
15. The need, and scope, for change: comments from the case studies

15.1 Timetable for the production of plans

15.1.1 Period of time allocated for developing the plans
15.1.2 Conflicting time frameworks for the plans
15.1.3 Lack of time to consult with stakeholders

15.2 Provision and review of resources
15.3 Duplication within, and beyond, planning processes
15.4 Flexibility of the plans

15.4.1 Prescription of the guidance
15.4.2 Scope of the plans

15.5 The role of central government

16. Developing frameworks for rationalising plans

16.1 Using the community strategy as a rationalising tool
16.2 Using single planning frameworks

17. Conclusions and recommendations

References

Planning Guidance

Annexes

A. Summary of other related studies (Adobe Acrobat 41kb)
B. List of central government interviewees (and related plans) (Adobe Acrobat 35kb)
C. Framework for interviews with central government officials (Adobe Acrobat 36kb)
D. Framework for interviews with local authority officers (Adobe Acrobat 29kb)
E. Summary list of plans (Adobe Acrobat 68kb)
F. Breakdown of plans by use (Adobe Acrobat 31kb)
G. Detailed summaries of individual plans (Adobe Acrobat 347kb)

 

Illustrations

TABLES

Table 1: Breakdown of plans, by policy focus, and administrative tier

Table 2: New local authority planning requirements

Table 3: Breakdown of plans by central government department

Table 4: Breakdown of plans by use

FIGURES

Figure 1: The real 'burden' of plans: some examples

Figure 2: The children's and young people's planning 'bookcase': a practical chart from strategy to implementation

Figure 3: Mapping the strategic role of the community plan: the case of Liverpool City Council (Adobe Acrobat 38kb)

Figure 4: An illustration of plan 'grouping'

BOXES

Box 1: Key research questions

Box 2: Reviewing the role of a plan in information provision - the Civil Defence Plan

Box 3: List of plans not required to be sent to central government

Box 4: Mapping the relationships between plans - the case of Liverpool City Council

Box 5: Mapping the relationships between plans - the case of Telford and Wrekin Council

Box 6: Consulting with partners and the community - case study examples

Box 7: Duplication within planning processes - suggestions for rationalising

Box 8: Views on the level of prescription associated with individual plans

Box 9: Involving local authorities in plan reviews and dissemination

Box 10: Rationalising the planning process in Arun District Council

Adobe Acrobat Index

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Published 15 February 2002
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