Effects of Airborne Particles on Health
- In contrast to the gaseous pollutants, with which it
has often been possible to carry out controlled exposure
of volunteers and of animals and thus reach reasonable
conclusions about concentrations at which harm is likely
to occur, no similar studies with mixtures of particulate
pollutants characteristic of ambient PM10 have
to date been technically possible. Thus, all the evidence
which the Panel has considered has come from
epidemiological studies of populations. Most have
considered short-term effects on health and these have
been of two types: first, analyses of health events, such
as patterns of mortality or episodes of hospitalisation,
relating these in time to episodes of air pollution, and,
secondly, analyses over longer periods of the
inter-relations between health events and routinely
recorded concentrations of air pollutants. Several
problems arise in such population studies. Most important
is the weather, which is not only partly responsible for
the occurrence of pollution episodes but is also strongly
related itself to patterns of ill-health. In the United
Kingdom, for example, cold weather in winter is
associated both with urban pollution episodes and also
with substantial increases in death rates and
hospitalisations, making it very difficult to disentangle
what are generally quite large effects of the weather
(and sometimes associated viral epidemics) from the
rather less striking effects of accompanying air
pollution. A second important problem is the fact that
air pollutant measurements have generally been made on an
area and intermittent basis, and do not adequately
represent the actual exposures of individuals in the
population. Indeed, there may be a very wide range of
individual exposures in people living in an urban area
when the PM10 sampler shows just one value, some of these
people being exposed to considerably higher
concentrations. This one value is of necessity used in
epidemiological studies to represent the exposures of
individuals collectively. It is important to bear in mind
that this technique, though perfectly acceptable
scientifically, means that the true effect of low
concentrations of PM to on individuals cannot be
determined with confidence from such studies.
- The most usual objective of studies of the effects of
particulate air pollution has been to investigate the
possibility of associations between measurements of the
pollutant and events such as death, changes in symptoms
or lung function, episodes of hospitalisation, or doctor
consultations, and to estimate the likelihood of any
associations being due to chance. Such studies need to
take account of other factors, such as weather, that may
affect concentrations of air pollutants and that may also
affect health. Individual epidemiological studies can
usually describe the strength of any associations between
pollution and health; the likelihood of these being cause
and effect depends also on such factors as the
consistency of the findings across many studies and the
demonstration of relationships between intensity of
exposure and the effects. In addition, it is considered
desirable (though not essential) that any association
should be understandable in terms of known biological
mechanisms before being accepted as causative.
- The Panel have reviewed a large number of published
studies investigating the association of particulate air
pollution with excess mortality. The original London
studies from the 1950s to the 1970s showed a relationship
between rises in Black Smoke/sulphur dioxide and excess
numbers of deaths from heart and lung diseases, although
the absolute concentrations of pollutants then were very
much greater than those occurring in the United Kingdom
today. Subsequent studies in the United States have shown
that these associations can still be demonstrated at the
lower concentrations found in a number of cities in that
country. An analysis of eight studies in diffeient United
States cities has calculated that a rise in
PM10 of about 10 µg/m3 (as a
24-hour average) may be associated with an increase in
daily mortality of about 1%. Such an analysis of
published studies has allowed an expert group of the
World Health Organization to calculate the likely excess
numbers of deaths associated with different
concentrations of PM10, and these are shown in
Table 3. In four of the eight
United States studies a breakdown of individual causes of
death was given. Death from heart diseases, which was
responsible for 45% of all deaths, showed an increase of
1.4% in relation to a rise of 10 µg/m3,
while death from lung diseases, which caused 5% of all
deaths, rose by 3.4%. The strongest association was
between death and average PM10 exposure over
the preceding five days.
- The Panel considered whether such excess death rates
represented either more people dying overall, that is an
increase in absolute mortality, or rather the deaths of
already ill people being brought forward, perhaps by only
a few days, and therefore fewer dying over the subsequent
period. There is as yet little direct evidence on this,
but the excess deaths are most clearly seen among older
people, and are caused by acute worsening of conditions,
such as coronary artery disease and chronic lung disease,
that are most unlikely to have arisen as a direct result
of a recent pollution episode. On the assumption that the
demonstrated associations are indeed causative, we
concluded on the basis of available evidence that
PM10 pollution episodes are most likely to
exert their effects on mortality by determining the time
of death of those rendered susceptible by preexisting
disease. The Panel was not, however, able to dismiss the
possibility that prolonged exposure to air pollution may
contribute to the development of these diseases. One
long-term study of six United States cities with
contrasting levels of pollution has shown significantly
higher mortality rates (overall and for diseases of the
heart and lung combined) in the most polluted city. In
addition, recent data from a large cohort in the United
States give some support to the hypothesis that long-term
exposure to particulate pollution in the past may have
increased risks of lung cancer as well as showing an
effect on mortality from heart and lung diseases. We
remain uncertain as to whether the confounding effects of
social class have been adequately controlled for in these
studies, but since the highest exposures to air pollution
in cities commonly go hand-in-hand with other confounding
factors such as cigarette smoking, poverty, poor housing,
and unemployment, it is unlikely that any practicable
study in the near future will produce more reliable
results. Therefore, we conclude that long-term health
effects remain a possible consequence of exposure to
particulate pollution. In public health terms, however,
any such effects of the levels of air pollution currently
occurring in the United Kingdom are likely to be very
small compared to those of the better-recognised social
determinants of mortality mentioned above.
- Since, as pointed out in paragraph 10 above, diesel
exhaust is an important contributor to PM10,
in urban areas, the Panel have considered the evidence
associating lung cancer with exposure to diesel exhaust.
Studies in two different strains of rat have shown that
sustained, long-term exposure to high concentrations of
inhaled diesel engine exhaust is associated with an
increased incidence of benign and malignant lung tumours,
the increase related to the exposure concentrations.
Epidemiological studies have suggested an increased risk
among heavily exposed workers, although this has not been
a consistent finding in all investigations. The
International Agency for Research on Cancer has
classified diesel engine exhaust as a probable human
carcinogen, in that there is limited evidence of its
carcinogenicity in humans and sufficient evidence of
carcinogenicity in experimental animals. The Panel
considers that extrapolation from the observations made
in people with heavy industrial exposure indicates that
any risk of lung cancer from the concentrations found in
the streets of the United Kingdom is likely to be
exceedingly small. We have therefore given greater weight
to other health effects when discussing the basis of an
Air Quality Standard.
- It has been suggested that the demonstrated
relationships between particulate air pollution and
deaths are unlikely to represent cause and effect, since
it is not plausible that such low concentrations of
particles could cause people to die of heart and lung
disease and stroke. However, the relationships are
remarkably consistent between different studies, and
results similar to those in the United States and the
United Kingdom have recently been found in cities of
other countries such as Greece, Germany and China. There
is also evidence of a relationship between the magnitude
of the effect and the concentration of particles to which
the population has been exposed. Such statistical
associations increase the likelihood that the
relationship is casual. It should be remembered, as
mentioned in paragraph 16 above, that within a population
exposed to particles measured at a fixed point, there
will be some individuals who are exposed to either lower
or much higher concentrations than those recorded
centrally. Thus, not only will there be a range of
susceptibility in the population but also there will be a
range of exposures, and it is likely that some of those
who are the most susceptible will be exposed to
relatively high concentrations (compared with those
monitored centrally) during any pollution episode.
Furthermore, the Panel consider it plausible that
inhalation of particles of the physico-chemical types
characteristic of urban air pollution episodes at
appropriate concentrations could cause lung inflammation
and this in turn could precipitate episodes of
cardiovascular and pulmonary illness in susceptible
individuals. We have therefore taken the view that
episodes of particulate air pollution are responsible for
causing excess deaths among those with pre-existing lung
and heart disease.
- Associations between ambient concentrations of
particles and other indices of ill-health have also been
reported. Again, the confounding effects of weather need
to be taken into account, but there is consistent
evidence that rises in concentrations of PM10
may be associated with increased numbers of admissions to
hospital, increases in reported symptoms, and decreases
in lung function. While not all studies have shown
identical results, the coherence of the overall pattern
is consistent with the hypothesis that particulate
pollution is able to cause temporary worsening of already
existing lung disease. The Panel believe that these
results are also plausible evidence of a causative
relationship, and consistent with the findings discussed
above. This has been examined in detail by the Department
of Health's Committee on the Medical Effects of Air
Pollutants, whose conclusions have been made available to
us. The expert group of the World Health Organization
also estimated the approximate effects of different
concentrations of PM10 on some indices of
ill-health (see Table 3).
- There has been a well-documented rise in the
prevalence3 of such allergic
disorders as asthma, hay fever and eczema in the United
Kingdom and other countries with a western lifestyle.
This topic also has been examined in detail by the
Department of Health's Committee on the Medical Effects
of Air Pollutants, whose conclusions have been made
available to us. The Panel have considered the
possibility that outdoor air pollution, including
particles, might have been in part responsible for this
rise in allergic disease since, if so, such an effect
would need to be considered in recommending an air
quality guideline. We have concluded that there is no
clear evidence that pollution at the concentrations found
in the outside air is able to cause asthma (as
opposed to provoking attacks in people who already have
the disease) and we are of the view that outdoor air
pollution is very unlikely to have contributed to the
observed increase to any significant degree. It should be
noted that this increase in allergic disease has occurred
especially in young children over a period during which
ambient concentrations of particles in the air of towns
and cities in the United Kingdom have decreased.
Table 3 Summary of short-term
exposure-response relationship of PM10 with
different health effect indicators
|
Health effect indicator
|
Estimated change in daily average
PM10 concentration needed for a given
effect (in µg/m3)*
|
|
Daily mortality:
5% change
0% change
20% change
|
50
100
200
|
|
Hospital admissions for respiratory
conditions:
5% change
10% change
20% change
|
25
50
100
|
|
Numbers of asthmatic patients using extra
bronchodilators:
5% change
10% change
20% change
|
7
14
29
|
|
Numbers of asthmatic patients noting
exacerbation of symptoms:
5% change
10% change
20% change
|
10
20
40
|
* Adapted, with permission, from WHO
Regional Office for Europe, 1995. The original document
indicates the published studies on which these estimates are
based
- Since the pioneering work in London from the 1950s to
the 1970s, relatively few investigations of the effects
of particulate air pollution on populations have been
carried out in the United Kingdom. The Panel have however
reviewed two recent studies, in London and Birmingham.
During an air pollution episode in London in December
1991, daily concentrations of Black Smoke rose to 228
µg/m3 along with hourly nitrogen dioxide
concentrations up to 423 ppb.4
This episode was associated with an increase in
overall mortality of about 10% and smaller increases in
hospital admissions for lung disease and doctor
consultations for upper respiratory symptoms, these
adverse effects being confined to older adults. These
findings are comparable with what might have been
predicted on the basis of studies conducted on the
effects of particles in the United States and elsewhere,
but the relative contributions of the two pollutants
remain unclear. The Panel commissioned a special study,
in Birmingham, of hospital admissions over a 2-year
period, from April 1992, in relation to measurements of
PM10 in that city. The analysis took account
also of temperature and concentrations of sulphur
dioxide, nitrogen dioxide and ozone. Associations between
PM10 and lung and stroke admissions were
found, though the latter association was weak; no
association was found with hospital admissions for heart
disease. On the basis of these analyses, a rise in
average daily PM10 of 10 µg/m3
would be predicted to result in an increase of about one
admission to hospital every other day for lung illness in
Birmingham, a city of about 1 million people.
- We have agreed that well-conducted studies have shown
a relationship between concentrations of PM10
and health effects, such that the higher the
concentration of particles, the greater the effect on the
health of the population and, conversely, the lower the
concentration, the smaller the effect. Such studies,
however, have not been able to show whether there is a
threshold concentration below which effects do not occur.
The Panel considers that this may in part be a
consequence of the fact, mentioned in paragraph 21, that
measurements of particles made at a central monitoring
site in such studies do not reliably reflect the
exposures of all individuals in the area, which may have
been higher or lower depending on their proximity to
sources of pollution and their patterns of activity.
Thus, where epidemiological studies have suggested an
effect on health of very low concentrations of particles,
this may be attributable to episodes of illness occurring
in susceptible people who had in fact been exposed to
higher concentrations. The concept of a threshold is
particularly important; if a threshold does not exist
there is no theoretical basis by which a standard can be
fully justified in terms of improvement of health, since
it could be argued that any figure chosen would have a
smaller benefit than any lower figure, eventually down to
zero. It is however arguable, since the risks to the
population become smaller as the concentrations of
PM10 fall, that there will come a point at
which pollution would affect only a tiny minority of the
population and further decreases in concentration would
become ineffective in terms of public health benefits. We
have therefore taken the view with respect to particles
that there is likely to be a concentration at which
adverse health effects are of only trivial public
significance, even though that concentration is not at
present known.
- The Panel have noted that there is likely to be an
irreducibly low concentration of particles in the air,
due to natural processes. Indeed, even if all man-made
particle generation ceased in the United Kingdom, because
of the long-term persistence of the smallest particles
this natural background concentration would be increased
by drift from other countries, just as currently
particles generated in this country will contribute to
the world-wide concentration.
3 Prevalence
means the proportion of people in a defined population at a
given time or over a short period who have the disease in
question. The proportion of young children with asthma and
hay fever in Britain has approximately doubled over the last
20 years.
4 1
part per billion (ppb) is one part, by volume, in one
thousand million, or 1 in 109; 1 ppb of nitrogen dioxide is
equivalent to 1.88 µg/m3 at 25"C and 1013
millibars.
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Published 29 October 1998
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