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DISMISSAL - FAIR AND UNFAIR : A GUIDE FOR EMPLOYERS
PL714 (REV 11)
Dismissal
on the grounds of pregnancy or maternity
A woman will
automatically be regarded as unfairly dismissed if her employer
dismisses her, or selects her for redundancy, because she is pregnant
or has given birth to a child, or for a reason connected with
her pregnancy or childbirth.
All employees
whose expected week of childbirth was on or after 6 April 2003
are entitled to 26 weeks' maternity leave provided that they satisfy
certain notification requirements. If such employees have completed
26 weeks continuous employment by the beginning of the 14th
week before the expected week of childbirth they are entitled
to an additional period of maternity leave. Additional maternity leave lasts
for up to a further 26 weeks starting from the end of ordinary
maternity leave.
A detailed
description of the maternity provisions may be found in the
document: Maternity
rights: a guide for employers and employees (PL958)
(610Kb).
A woman may
make a complaint of automatic unfair dismissal, regardless of
her length of service, in any of the following circumstances:
- the dismissal
is for a reason connected with her pregnancy;
- the dismissal
is on the grounds that she has given birth and takes place during
her ordinary or additional maternity leave;
- the dismissal
is on the grounds that she took, sought to take or availed herself
of the benefits of ordinary maternity leave, or that she took
or sought to take additional maternity leave;
- the dismissal
is on grounds of a health and safety provision which could give
rise to a maternity suspension;
- she is
unfairly selected for redundancy for any of the above reasons;
- the dismissal
is on grounds of redundancy, it takes place during her ordinary
or additional maternity leave, and the employer has not first
complied with the requirement to offer her any suitable alternative
vacancy which is available.
In addition,
from 6 April 2003, it is unlawful to dismiss an employee who
doesn't return from her maternity leave on time because:
- her
employer has not properly notified her of the date it ends and
she reasonably believes it has not ended; or
- her
employer has given her less than 28 days' notice of the date
it ends and it is not reasonably practicable for her to return
on that date.
An employee
who is not given her job back, or offered a suitable alternative
job, at the end of additional maternity leave will not be regarded
as unfairly dismissed if the employer can show an employment tribunal
that:
- it was
not reasonably practicable (on grounds other than redundancy)
for her to be taken back in her original job or a suitable alternative
job and an associated employer had offered her suitable alternative
employment which she had either accepted or unreasonably refused;
or
- it was
not reasonably practicable for her to be taken back in her original
job or to be offered a suitable alternative job and the employer
(together with any associated employers) employed only five
or fewer people (including the employee herself) at the point when her additional maternity leave period ended.
If a woman
is made redundant during her ordinary or additional maternity
leave period, she may be entitled to a redundancy payment. However,
if she was offered a suitable vacancy and unreasonably refused
it, she may lose her right to a redundancy payment.
In addition,
employees have the right not to be subjected to detrimental treatment
on the grounds of pregnancy, childbirth or maternity.
Dismissal related to paternity leave
Employees are protected from suffering a detriment or dismissal
for taking, or seeking to take, paternity leave. Employees who
believe they have been treated unfairly for these reasons can
complain to an employment tribunal regardless of their length of
service. Employees who are not given their job back at the end of
paternity leave are entitled to make a complaint of unfair
dismissal, regardless of their length of service.
It is unlawful for an employer to dismiss an employee because he:
- took
paternity leave or
- sought to
take paternity leave
This
protection against dismissal also applies if an employee is
selected for redundancy on these grounds.
Further
information about paternity leave can be found in the document Working
fathers - rights to leave and pay: a guide for employers and
employees (PL517).
Dismissal
related to adoption leave
Employees are protected from suffering a detriment or dismissal for
taking, or seeking to take, adoption leave. Employees who believe
they have been treated unfairly for these reasons can complain to
an employment tribunal regardless of their length of service.
Employees who are not given their job back at the end of ordinary
adoption leave are entitled to make a complaint of unfair
dismissal, regardless of their length of service.
It is unlawful for an employer to dismiss an employee because:
- they took
or sought to take adoption leave or
- their
employer believes that they are likely to take adoption leave
or
- the
employee failed to return after a period of additional
adoption leave and
- their employer failed to give them appropriate notice of their
return date and they reasonably
believed that the period had not ended or
- their
employer gave them less than 28 days notice of the date on which
their adoption leave
would end, and it was not reasonably practicable for them to
return on that date.
This
protection against dismissal also applies if an employee is
selected for redundancy on these grounds.
If a redundancy situation arises during an employee's ordinary or
additional adoption leave which makes it impractical for their
employer to continue to employ them under their original contract,
the employee is entitled to be offered a suitable alternative
vacancy where there is one. The offer should be made before the
original contract ends and the new contract must take effect
immediately when the original contract does end.
If the employer fails to offer a suitable alternative vacancy and
there is one, the redundancy will be regarded as unfair dismissal.
If the employee unreasonably turns down a suitable alternative
vacancy, they may give up their right to a redundancy payment.
An employee may make a complaint about redundancy during adoption
leave to an employment tribunal.
Further information about adoption leave can be found in the
document Adoptive parents - rights to
leave and pay when a child is placed for adoption in the UK: a
guide for employers and employees (PL518)
(1.6Mb).
Dismissal relating to the right to request
flexible working arrangements
Employees are protected from suffering a detriment or dismissal
for making an application under this right. Employees who believe
they have suffered detriment can complain to an employment
tribunal regardless of their length of service. In most cases,
employees will be able to make a complaint to an employment
tribunal if they are dismissed during the procedure of making an
application.
It is unlawful for an employer to dismiss an employee who has one
year's continuous service if the reason or the main reason for the
dismissal is that:
- they made
an application to work flexibly under the right
- their
application to work flexibly has been granted
- they have
made or have stated their intention to make a complaint
to an employment tribunal in respect of their application to
work flexibly.
This
protection against dismissal also applies if an employee is
selected for redundancy on these grounds.
In addition,
it is unlawful for an employer to dismiss or select for redundancy
an employee with less than one year's continuous service if the
reason is that:
- they made
or stated their intention to make a complaint to an employment
tribunal in respect of their application to work flexibly
For further
information see the documents Flexible
working: the right to request and the duty to consider: guidance
for employers and employees (PL520) the right to request and the duty to consider: guidance
for employers and employees (PL520)
(1.5Mb) and Flexible
working: the right to
request: a basic summary (PL516).
Dismissal
for taking action on health and safety grounds
Employees
will be unfairly dismissed if their employer dismisses them (or
selects them for redundancy when others in similar circumstances
are not selected) because they:
- carry out
or propose to carry out any activities which they are designated
by their employer to carry out in connection with preventing
or reducing risks to health and safety at work; or
- perform
or propose to perform any functions they have as official or
employer acknowledged health and safety representatives or committee
members; or
- bring to
their employer's attention, by reasonable means and in the absence
of a representative or committee with whom it would be reasonably
practicable for them to raise the matter, a concern about circumstances
at work which they reasonably believe are harmful to health
or safety;
- in the
event of danger which they reasonably believe to be serious
and imminent and which they could not reasonably be expected
to avert, leave or propose to leave the workplace or any dangerous
part of it, or (while the danger persists) refuse to return;
or
- in circumstances
of danger which they reasonably believe to be serious and imminent,
take or propose to take appropriate steps to protect themselves
and other persons from the danger.
It is also
unlawful for an employer to subject an employee to any other detrimental
treatment on one of these grounds.
Whether or
not the steps which an employee takes to protect him or herself
or others from danger are 'appropriate' will be judged by reference
to all the circumstances including, in particular, the employee's
knowledge and the facilities and advice available at the time.
It will not
be unfair for an employer to dismiss an employee (or subject him
or her to any other detriment) if it was, or would have been,
so negligent for the employee to take the steps he or she took,
or proposed to take, that a reasonable employer could have reacted
in that way.
There is no
qualifying period of service, or age limit, for employees who
wish to complain that they have been dismissed for one of the
reasons described in this section.
Dismissal
for asserting a statutory employment right
Employees
will be unfairly dismissed if their employer dismisses them (or
selects them for redundancy when others in similar circumstances
are not selected) because they have sought to assert one of their
statutory employment protection rights either by bringing proceedings
against the employer to enforce the right or by alleging in some
other way that the employer has infringed the right.
To benefit
from this protection, employees do not necessarily have to have
specified the right they sought to assert, so long as they made
it reasonably clear to the employer what that right was.
Provided that
they have acted in good faith, employees are protected regardless
of whether or not they did in fact qualify for the right they
sought to assert and regardless of whether or not that right had
in fact been infringed. The rights covered by the protection are
those relating to:
- written
statement of employment particulars;
- itemised
pay statement;
- guarantee
pay;
- remuneration
during suspension on medical grounds;
- time off
for public duties;
- time off
to look for work or make arrangements for training prior to
redundancy;
- time off
for antenatal care;
- protection
against unlawful deductions from pay;
- protection
against unlawful receipt of payments by employer;
- protection
against detriment in health and safety cases;
- minimum
period of notice;
- deduction
of unauthorised or excessive union subscriptions;
- requiring
the employer to stop payment of a contribution to a union's
political fund;
- detriment
by any act, or any failure to act, on trade union grounds;
- time off
for trade union duties and activities or training;
- protection
against detriment in cases relating to Sunday shop or betting
work;
- time off
for employee pension scheme trustee duties or training;
- time off
for employee representative duties or candidacy;
- working
time, rest periods, breaks and annual leave;
- making
a public interest disclosure;
- time off
for study or training;
- pregnancy, childbirth and maternity;
- maternity, paternity and adoption leave;
- parental
leave;
- time off
for dependants;
- the right
to request flexible working arrangements.
Similar protection
is provided for where action is taken to enforce an employee's
right to the national minimum wage (see Dismissal
relating to the national minimum wage), or working tax credit (see Dismissal
relating to the Tax Credits Act 2002) and where an employee
takes certain actions under the Transnational Information and
Consultation of Employees Regulations 1999 (see Dismissal
relating to the Transnational Information and Consultation of
Employees Regulations 1999).
There is no
qualifying period of service or age limit for employees who wish
to complain that they have been dismissed for one of the reasons
described in this section.
Dismissal
in connection with criminal offences
Inside
employment
As explained before (see What is
reasonable procedure and sufficient reason for dismissing an employee?),
for a dismissal to be fair the employer must not only have a valid
reason for the dismissal, but must also act reasonably. In a case
in which the employee is suspected of a criminal offence, the
test is whether the employer genuinely believed on reasonable
grounds that the applicant was guilty of the offence in question
and not, as in a criminal court, whether it is established beyond
all reasonable doubt that the employee is guilty of the particular
matter with which charged. Belief on reasonable grounds in this
context will normally involve proper inquiries into the matter
on the part of the employer. If the employer conducts such inquiries
and gives the employee an opportunity to explain what has happened
and then has reasonable grounds for coming to the conclusion that
the employee can no longer be retained, the tribunal will usually
find that the employer acted reasonably even if the employee is
subsequently acquitted by a criminal court of the offence in question.
On the other hand, if the employer dismisses the employee without
making proper inquiries or giving the employee an opportunity
to explain, the tribunal may well find that the employer acted
unreasonably and that the dismissal was unfair.
Outside
employment
The question of criminal offences outside employment is dealt
with by the Acas Code of Practice (see Appendix
2 'Dealing with special situations').
Dismissal
in connection with illness
The inability
of an employee to do a job, for whatever reason, is a valid reason
for dismissal. However, the case of the employee who becomes physically
or mentally unable to do his or her job because of illness, or
is persistently absent from work because of illness, clearly demands
special consideration. Tribunals recognise that - especially in
the smaller firm - it will often not be possible for the organisation
to 'carry' the ill employee, and they understand that a time comes
when the employer can no longer be expected to keep open the post
of an employee who is off sick.
As with the
dismissals for other reasons, however, they expect the employer
to have discussed the position with the employee concerned and
to be absolutely sure of the facts about the employee's state
of health and whether he or she is incapable of doing his or her
job, or likely to be persistently absent in the future. This may
involve taking medical advice about the employee's condition by
talking, with the employee's permission, to his or her doctor.
If there is less demanding work available which the sick employee
would be capable of doing the tribunal will normally expect the
employer to offer it to the employee. Employers should also note
that the Disability Discrimination Act 1995 makes it unlawful
for employers with 15 or more employees to discriminate against
current or prospective employees with disabilities. Employers
will wish to note that some people with illnesses would be covered
by the definition of disability which is "a physical or mental
impairment which has a substantial and long-term adverse effect
on (a person's) ability to carry out normal day-to-day activities".
Under the Act, an employer dismissing a disabled person, or giving
them compulsory early retirement, for a reason relating to the
disability, would need to be able to justify this with a substantial
and relevant reason. An employer cannot justify such treatment
if the reason could be removed or made less than substantial,
by a reasonable adjustment. For some employers and employees,
reasonable adjustments might include part-time working, some additional
sick leave, redeployment to other duties, or the transfer of minor
duties to another employee.
Free material
on all the Act's provisions, including the booklet The Disability
Discrimination Act 1995 - What Employers Needs to Know (DL170),
can be obtained by calling the Disability Rights Commission
Helpline on 08457 622 633 or textphone 08457 622 644.
The Government
has also published a Code
of Practice for the elimination of discrimination in the field
of employment against disabled persons or persons who have had
a disability, which is available from The Stationery Office
(£9.95 ISBN 0-11-270954-0).
Dismissal
on grounds of redundancy
Redundancy
in itself is a valid reason for dismissal. But an employee dismissed
for this reason may nevertheless be found to have been unfairly
dismissed. This will arise where the employee was unfairly selected
for redundancy:
- because
the employee was chosen for redundancy by reason of his or her
trade union membership or activities, or non-membership of a
union; or
- because
the employee was chosen for redundancy for taking action on
health and safety grounds (see Dismissal
for taking action on health and safety grounds) or for asserting
a statutory employment right (see Dismissal
for asserting a statutory employment right); or
- because
the employee was chosen for redundancy on maternity-related
grounds (see Dismissal on the grounds
of pregnancy or maternity); or
- because
the employee was chosen for redundancy for taking or seeking
to take paternity leave (see Dismissal
related to paternity leave);
- because
the employee was chosen for redundancy for taking or seeking
to take adoption leave (see Dismissal
related to adoption leave);
- because
the employee was chosen for redundancy for requesting flexible
working arrangements (see Dismissal
relating to the right to request flexible working arrangements);
- because
the employee was chosen for redundancy by reason of his or her
refusal or proposal to refuse to do shop work or betting shop
work on Sundays (see Sunday shop
and betting work: employees rights (PL960)); or
- because
the employee was chosen for redundancy for performing, or proposing
to perform, any duties relevant to his or her role as an employee
occupational pension scheme trustee (see Dismissal
relating to activities as an occupational pension scheme trustee);
or
- because
the employee was chosen for redundancy for performing, or proposing
to perform, any duties relevant to his or her role as an employee
representative or as a candidate to be a representative of this
kind (see Dismissal relating to
activities as an employee representative); or
- because
the employee was chosen for redundancy for reasons relating
to the national minimum wage (see Dismissal
relating to the national minimum wage); or
- because
the employee was chosen for redundancy for reasons relating
to the Working Time Regulations 1998 (see Dismissal
relating to the Working Time Regulations 1998); or
- because
the employee was chosen for redundancy for making a protected
disclosure
within the meaning of the Public Interest Disclosure Act 1998
(see Dismissal for making a public
interest disclosure); or
- because
the employee was chosen for redundancy because he or she took
or sought to take parental leave, time off for dependants, ordinary
maternity leave or additional maternity leave (see Dismissal
on the grounds of pregnancy or maternity or Dismissal
relating to parental leave or Dismissal
relating to time off for dependants); or
- because
the employee was chosen for redundancy for taking lawfully organised
official industrial action lasting eight weeks or less (or more
than eight weeks, in certain circumstances), where the action
started on or after 24 April 2000 (see Dismissal
during an industrial dispute); or
- because
the employee was chosen for redundancy for exercising or seeking
to exercise rights relating to trade union recognition procedures
(see Dismissal on the grounds of
trade union recognition); or
- because
the employee was chosen for redundancy for performing or proposing
to perform any duties relating to an employee's role as a workforce
representative or as a candidate to be such a representative
for the purposes of the Transnational Information and Consultation
of Employees Regulations 1999, or for taking certain actions
in connection with these regulations, or for proposing to take
or failing to take such actions (see Dismissal
relating to the Transnational Information and Consultation of
Employees Regulations 1999); or
- because
the employee was chosen for redundancy for reasons relating
to the Part-time Workers (Prevention of Less Favourable Treatment)
Regulations 2000 (see Dismissal
relating to the Part-time Workers (Prevention of Less Favourable
Treatment) Regulations 2000); or
- because
the employee was chosen for redundancy for reasons relating
to the right to be accompanied at disciplinary and grievance
hearings (see Dismissal in connection
with disciplinary and grievance hearings); or
- because the employee was chosen for redundancy for reasons
relating to the Tax Credits Act 2002 (see Dismissal relating
to the Tax Credits Act 2002); or
- because the employee was chosen for redundancy for reasons
relating to the Fixed-term Employees (Prevention of Less
Favourable Treatment) Regulations 2002 2002 (see Dismissal in connection with the Fixed-term
Employees (Prevention of Less Favourable Treatment)
Regulations 2002).
In addition, as in respect of any other reason for dismissal,
the tribunal needs to be satisfied that the employer acted reasonably
in treating the redundancy as a sufficient reason for the dismissal.
Accordingly, here also, the tribunal will look to see that the
dismissal of that particular employee or the manner of the dismissal
was fair; examples of unfair redundancy dismissals could occur
where the employer failed to give adequate warning of redundancy
or failed to consider alternative employment for the employee.
For further information, see the document Redundancy
payments (PL808) and the Acas booklet Redundancy handling.
Dismissal
on the transfer of an undertaking
Where an undertaking
or a part of an undertaking is transferred from one employer to
another (for example, through the sale of the undertaking or part
of the undertaking), if either the old or the new employer dismisses
an employee solely or mainly because the undertaking or part of
the undertaking has been transferred, the dismissal will be considered
unfair.
However, if
a dismissal associated with the transfer, either by the old or
the new employer, is necessary for economic, technical or organisational
reasons entailing changes in the workforce, it may be considered
fair if a tribunal finds that this is the main reason for dismissal
and if it also finds that the employer acted reasonably in treating
this reason as sufficient to justify dismissal. For further information,
see the document
Employment
rights on the transfer of an undertaking (PL699).
Dismissal
for refusing to do shop work on a Sunday
The Sunday
Trading Act 1994 gives shop workers the right not to be dismissed,
selected for redundancy or subjected to other detrimental action
for refusing or proposing to refuse to work on Sundays. Employees
who were in their current employment at the time the Act came
into force (August 26 1994) generally have these rights automatically.
Employees who subsequently enter into a contractual agreement
to do shop work on Sundays, either by formally "opting-in"
to Sunday working or by taking up a new job which requires Sunday
working, can generally qualify for these rights by "opting-out"
of Sunday working, subject to a three month notice period. For
further information see the document Sunday
shop and betting work: employees rights (PL960).
There is no
qualifying period of service or age limit for employees who wish
to complain that they have been dismissed for these reasons.
Dismissal
for refusing to do betting work on a Sunday
The Deregulation
and Contracting Out Act 1994 provides betting workers, that is,
broadly all employees at licensed betting offices, and those employees
at a horse race course or licensed track whose work involves dealing
with betting transactions, with similar rights to those provided
by the Sunday Trading Act 1994 for shop workers (see above). For
further information see the document Sunday
shop and betting work: employees rights (PL960).
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