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Work of HMI Probation

 PDF Some of the documents below are in Adobe PDF format. To view them, you may first need to download a free copy of the Adobe Acrobat reader.

HM Inspectorate of Probation conducts different types of inspections, some jointly with other bodies, as set out below.

Reports on all our inspections are published, and are available on this website - see Reports and Other Information.

In addition to our fuller reports, we have also developed Inspection Findings bulletins to make our findings available in a more accessible form.

Find out more about each type of inspection by clicking on one of the links below:

 

Area Inspections

A major element of HMI Probation’s inspection of the National Probation Service are inspections relating to individual probation areas.

The current programme – the Effective Supervision Inspection programme (ESI) – commenced in mid-2003 and is covering all 42 probation areas in England and Wales over a 3 year period.
Areas of similar characteristics (in terms of size and population density) are being inspected in the same year to facilitate comparisons in performance. The programme focuses on the effectiveness of the supervision of offenders on community orders and prison licences and a score is assigned based on the quality of assessments of the offender, interventions carried out with the offender and the initial outcome.
The inspection identifies strengths and areas for improvement. Recommendations to improve effectiveness are made, including where appropriate recommendations to the National Probation Directorate.

Further details of the methodology and scoring, and of the criteria against which areas are assessed are in ESI criteria  PDF (file size 67 Kb) and the ESI scoring methodology.  PDF (file size 108 Kb)

Reports have now been published for about half of the 42 probation areas. These and all HMI Probation reports are available at Reports and Other Information.

The ESI also includes a thematic element under which a particular theme is examined in greater depth across a number of areas. Results on this element for each area are published in the ESI report for that area (as above). A separate Thematic Inspection report on the topic covering results across the areas concerned is also published.
For the first 7 areas inspected in ESI the thematic element was employment and basic skills (EBS); the thematic report on this was published in February 2004. View the EBS thematic report  PDF (file size 332 Kb).

For the next 7 areas inspected the thematic element was domestic violence; the thematic report on this was published in July 2004 along with a literature review. View the Domestic Violence thematic report and literature review.

For the next 7 areas inspected the thematic element was racially motivated offenders. The thematic report on this is due to be published on 01 February 2005. View the report  PDF (file size 300 Kb)

For the areas currently inspected in ESI the thematic element is offender accommodation.

Previous Area Inspections

Previous recent inspections of probation work were the Performance Inspection Programme (PIP) and the Audits of Accredited Programmes

Performance Inspection Programme (PIP)

The PIP Programme ran between 1999 -2003. Under this programme (which commenced prior to the establishment of the National Probation Service in April 2001), all probation services in England and Wales were inspected, with follow up inspections. Services were inspected on a regional basis. Reports contained comparative information on performance across the region as well as comments and recommendations to improve performance. The aim of the programme was to ensure services were achieving good levels of general performance and providing value for money.

Audit of Accredited Programmes

Between 2001 and 2003, HMIProbation carried out audits of accredited programmes in each probation area on behalf of the CSAP (Correctional Services Accreditation Panel). The aim of an accredited programme is to have a positive influence on offender behaviour and as a result, contribute to reducing reoffending. Each probation area was assessed against the delivery criteria in four key areas; committed leadership and supportive management, programme management responsibilities, quality of programme delivery and case management responsibilities. Key findings were published in a report. Areas received follow-up audits to examine the extent to which HMI Probation’s initial findings and recommendations have been implemented.

The performance standards manuals which set out the basis of the assessments made in the audits are:

The audit programme was completed around end 2003. Formal responsibility for auditing accredited programmes on behalf of the Correctional Services Accreditation Panel is with the NPD.


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Other Probation Area Inspections
On occasions, HMI Probation inspects probation areas outside England and Wales. The report of an inspection of the Isle of Man Probation Service was published on 08 February 2005. It can be viewed here

Thematic Inspections

In addition to the thematic element of the ESI, we also on occasions conduct other national inspections on a particular theme or issue.

Normally around 6-10 probation areas are selected to provide a representative sample and are visited for a detailed examination of their work in relation to the theme. A national report is published which comments on the findings from all the areas inspected.
The report identifies strengths and areas for improvement.

Recommendations are made for improvements and may be directed at government departments and other organisations as well as the NPS. All probation areas, not just those involved in the fieldwork, are expected to act on the findings and implement the recommendations.

Reports on thematic inspections published in the last 12 months (alongside those on employment and basic skills, on domestic violence and on racially motivated offenders, under the thematic element of the ESI) are on:

  • the Governance of the NPS;
  • race equality;
  • the Diploma in Probation Studies (DipPS).
  • Movement of offender cases between probation areas.

Two of these followed up earlier inspections.

All HMI Probation reports are available at Reports and Other Information.

Increasingly, our thematic inspection work is being undertaken as joint inspections with other CJ inspectorates under the auspices of the Criminal Justice Chief Inspectors’ Group, and with other interested agencies. Recently published reports of joint CJ inspections in which we have participated include:

We have been involved in joint area inspections in Surrey and North Yorkshire which focus on pre-sentence work.

We are currently leading a joint inspection on sex offenders. This will be followed by a more general joint inspection on public protection. We are also involved in joint inspection on enforcement. and in further joint work on Children’s Safeguards.

We are working with the Prisons Inspectorate on arrangements for inspecting resettlement, in the context of developing plans for inspection of offender management.

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YOT inspections

The joint inspection programme started in September 2003, following two pilot inspections. The programme is led by HMI Probation, with participation from eight other criminal justice and other inspectorates:

  • Audit Commission
  • Commission for Social Care Inspection
  • Estyn
  • Healthcare Commission
  • HM Inspectorate of Constabulary
  • HM Inspectorate of Prisons
  • HM Inspectorate of Probation
  • Office for Standards in Education
  • Social Services Inspectorate for Wales

All 155 YOTs in England and Wales are to be inspected over a five to six year cycle. As this is a long inspection programme, we decided to break it down into three phases in order to retain its relevance and ensure that it continues to consider local and national concerns.

The three phases are:

  • September 2003 - July 2004
    The inspections will concentrate on key issues, with emphasis placed on establishing benchmarks and the dissemination of good practice. YOTs are being asked to volunteer for this stage of the process.
  • Up to September 2006
    During this time the inspections will be individually tailored to each YOT, based on an examination of the data available and the findings from other inspection programmes.
  • September 2006 onwards
    The inspections will focus on achievement against targets met, particularly on increasing overall performance and ensuring consistency of practice.

The inspections will be carried out in line with the Government’s commitment to proportionate and coordinated inspection in local government, informed by the Comprehensive Performance Assessment results and the Wales Programme for Improvement.

We have therefore developed a programme that:

  • is proportionate to risk and only inspects those areas of work where a team is performing well in order to disseminate good practice;
  • complements, and is coordinated with, other inspection programmes, including those currently being developed following the publication of the Green Paper, Every Child Matters (2003);
  • takes account of YOTs’ recent development as organisations.

Comprehensive standards and criteria have been developed to cover the first phase of the inspection, focusing on:

  • management and partnership arrangements;
  • children and young people considered at risk of offending;
  • children and young people who offend;
  • parents/carers of children and young people who are at risk of offending or who offend;
  • work with victims of crime.

Full details of the YOT inspection standards and criteria  PDF (file size 206 kb).

YOT inspection reports published so far are available at Reports and Other Information.

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Supporting People Inspections

Supporting People is the Government’s long-term policy to enable local authorities to plan, commission and provide housing related support services which help vulnerable people live independently. The programme went live on 1 April 2003.

The aim of the Supporting People programme is to establish a strategic, integrated policy and funding framework, delivered locally in response to identified local needs, to replace the current complex and unco-ordinated arrangements for providing housing related support services for vulnerable people.

The Supporting People programme brings together a number of funding streams including transitional housing benefit (THB), which has paid for the support costs associated with housing during the implementation phase, the Housing Corporation’s supported housing management grant (SHMG) and probation accommodation grant scheme (PAGS) into a single pot to be administered by 150 administering local authorities.

The Supporting People programme is currently being jointly inspected, with the Audit Commission taking the lead, and participation from HMI Probation and the Commission for Social Care Inspection. The inspection programme commenced in September 2003 and will cover all 150 administering local authorities over a 5-year cycle. All 42 Probation Areas will be subject to inspection at various points during the programme.
Supporting People inspection reports published so far are available at Reports and Other Information.

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Specific Enquiries

On occasions, HMI Probation also carries out enquiries on specific cases, usually at Ministers’ request.

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HM Inspectorate of Probation