FINANCIAL SERVICES AND MARKETS ACT 2000: RECENT DEVELOPMENTS
Bulletin number 16 from HM Treasury
This is the sixteenth bulletin covering developments on the Financial Services and Markets Act 2000 (FSMA). Previous bulletins can be found on the Treasury Website.
Laying of secondary legislation under the FSMA
The Home Office has laid, for debate in both Houses, the following draft Order:
- Draft SI: Rehabilitation of Offenders Act 1974 (Exceptions) (Amendment) (No 2) Order 2001
The Northern Ireland Office has made the following Order:
- SR NI No. 400: Rehabilitation of Offenders Act 1974 (Exceptions) (Amendment) (No 2) Order (Northern Ireland) 2001
The Lord Chancellor's Department has made the following Regulations and Rules:
- SI No. 3632: The Financial Services and Markets Tribunal (Legal Assistance) Regulations 2001
- SI No. 3633: The Financial Services and Markets Tribunal (Legal Assistance - Costs) Regulations 2001
- SI No. 3635: The Insurers (Winding Up) Rules 2001
- SI No. 3634: The Bankruptcy (Financial Services and Markets Act 2000) Rules 2001
The Inland Revenue has made the following Order:
- SI No. 3629: The Financial Services and Markets Act 2000 (Consequential Amendments) (Taxes) Order 2001
The Treasury has made the following Orders, Regulations and Rules:
- SI No. 3681: The Financial Services and Markets Act (Prescribed Markets and Qualifying Investments) (Amendment) Order 2001
- SI No. 3650: The Financial Services and Markets Act 2000 (Miscellaneous Provisions) Order 2001
- SI No. 3649: The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001.
- SI No. 3648: The Financial Services and Markets Act 2000 (Confidential Information) (Bank of England) (Consequential Provisions) Order 2001.
- SI No. 3647: The Financial Services and Markets Act 2000 (Consequential Amendments and Savings) (Industrial Assurance) Order 2001.
- SI No. 3646: The Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Information Requirements and Investigations) Order 2001.
- SI No. 3645: The Financial Services and Markets Act 2000 (Misleading Statements and Practices) Order 2001.
- SI No. 3640: The Financial Services and Markets Act 2000 (Savings Modification and Consequential Provisions) (Rehabilitation of Offenders) (Scotland) Order 2001.
- SI No. 3639: The Financial Services and Markets Act 2000 (Transitional and Savings) (Business Transfers) Order 2001.
- SI No. 3626: The Financial Services and Markets Act 2000 (Control of Transfers of Business Done at Lloyd's) Order 2001.
- SI No. 3625: The Financial Services and Markets Act 2000 (Control of Business Transfers) (Requirements on Applicants) Regulations 2001.
- SI No. 3624: The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No.2) Regulations 2001.
- SI No. 3623: The Financial Services and Markets Act 2000 (Exemption) (Amendment) Order 2001.
- SI No. 3592: The Financial Services and Markets Act 2000 (Transitional Provisions) (Partly Completed Procedures) Order 2001
- SI No. 3591: The Bankruptcy (Financial Services and Markets Act 2000) (Scotland) Rules 2001
Access to the orders
These SIs will appear on the Treasury website shortly.
Method of receipt
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HM Treasury
14 November 2001