FINANCIAL SERVICES AND MARKETS ACT 2000
REPEALS, TRANSITIONAL PROVISIONS AND SAVINGS DECEMBER 2000
December 2000
CONTENTS
Internal links
- Preface
- Responses to this Document
- Part I provides an overview of the Order
- Part II comments on the provisions dealing with authorisation and permission under Part IV of FSMA
- Part III comments on the provisions for the authorisation of passporting firms
- Part IV comments on restrictions and prohibitions under old law
- Part V comments on the scope of permission notices and on requirements for reapplications for permission
- Part VI comments on the discipline provisions
- Part VII comments on provisions related to injunctions and restitution
- Part VIII comments on provisions related to part completed procedures
- Part IX comments on the Tribunal provisions
- Part X comments on provisions governing approved persons and other connected persons
- Part XI comments on the provisions relating to rules
- Part XII comments on repeal provisions
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Media links
- PDF file of Part XIII sets out the draft Transitionals Order
- PDF file of Part XIV sets out the draft Transitionals (Rules) Order