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29 July 2009
HM Treasury are proposing to simplify the means by which FSA notifies the market that it has suspended trading, or removed a financial instrument from trading. To enable the FSA to ensure that a decision to suspend or remove a financial instrument from trading is put into effect by these firms without delay, HM Treasury proposes to allow the FSA to give notice of its decision via a Regulatory Information Service (RIS).
The proposed new procedure would also allow the FSA to require a specified class of institutions to suspend or remove a financial instrument from trading without having to identify each institution individually. However, the FSA will retain the right to notify institutions individually, where appropriate.
Please send responses to:
Fiona Henderson, Trading Suspensions consultation, Room 3/W1, Financial Services Strategy, HM Treasury, 1 Horse Guards Road, London, SW1A 2HQ
Email: Fiona.c.Henderson@hm-treasury.x.gsi.gov.uk
The deadline is 23 October 2009
The consultation is available in Adobe Acrobat Portable Document Format (PDF). If you do not have Adobe Acrobat installed on your computer you can download the software free of charge from the Adobe website. For alternative ways to read PDF documents and further information on website accessibility visit the HM Treasury accessibility page.
