Class:

Statutory instruments laid by the Treasury under the Financial Services and Markets Act 2000

Definition:

Secondary legislation related to the Financial Services and Markets Act

Formats available:

Web format, hardcopy

£ indicates that this class includes chargeable material

£

Class:

Definition:

Regulatory Impact Assessments that have been approved for publication from 1 January 2001.  A full RIA is signed by the accountable Minister and placed in the House libraries when the regulation/ legislation is presented to Parliament. An RIA is a policy tool which assesses the impact, in terms of costs, benefits and risks of any proposed regulation which could affect businesses, charities or the voluntary sector. The RIA process helps policy makers to think through the consequences of proposals, improving the quality of advice to Ministers and encouraging informed public debate.

Formats available:

Web format, hardcopy

£ indicates that this class includes chargeable material

Class:

The UK Listing Authority’s annual objectives

Definition:

The regulatory objectives of the Financial Services Authority in its capacity as the UK Listing Authority (UKLA) are to formulate and enforce Listing Rules that: provide an appropriate level of protection for investors in listed securities; facilitate access to listed markets for a broad range of enterprises; seek to maintain the integrity and competitiveness of UK markets for listed securities. Available for current year.

Formats available:

Web format, hardcopy

£ indicates that this class includes chargeable material