EMPLOYMENT
LEGISLATION
INDIVIDUAL RIGHTS OF EMPLOYEES: A GUIDE FOR EMPLOYERS AND
EMPLOYEES - PL 716 (REV 11)
Other
statutory employment
rights
Asserting a statutory employment right
Employees may
complain to an employment tribunal if they are dismissed (including
selection for redundancy when others in similar circumstances are
not selected) for bringing proceedings against their employer to
enforce certain rights, or for alleging the employer has infringed
those rights. This protection applies to all employees, regardless
of their length of service.
To benefit, the
employee need not necessarily have specified the right, so long as
it was reasonably clear to the employer what the right was.
Provided they
act in good faith, employees are protected regardless of whether
they qualified for the right they sought to assert and regardless of
whether that right had in fact been infringed. Employees can claim
protection if they are dismissed after asserting rights relating
to:
- written
statement of employment particulars;
- itemised pay
statement;
- for trade
union duties and activities or training;
- unlawful
deductions from pay;
- not having to
make unauthorised payments to employer;
- guarantee
payments;
- opting out of
shop or betting work on Sunday;
- detriment in
cases about: health and safety, Sunday working, working time,
trusteeship of employee pension schemes, employee representatives,
time off for study and training, protected disclosures, maternity,
parental, paternity, adoption or domestic leave, or grounds related to trade union
membership or activities;
- flexible working
- remuneration
during suspension on medical grounds;
- time off: for
public duties, to look for work or make arrangements for training
prior to redundancy, for antenatal care, for dependants, for
employee pension scheme trustee or director's duties or training,
for study or training for young people, for employee
representatives;
- minimum
notice terminating employment;
- deduction of
unauthorised or excessive union subscriptions;
- employer
paying contribution to a union's political fund;
- consultation
about redundancy or business transfer;
- working time,
rest periods, breaks and annual leave;
Similar
protection is provided for employees who are dismissed for certain
actions under the Transnational Information and Consultation of
Employees Regulations 1999, the Part-time Workers Regulations 2000,
the Information
and Consultation of Employees Regulations 2004, the European Public
Limited-Liability Company Regulations 2004 or
because they qualify for:
- the national
minimum wage;
- working
families tax credit.
or because any
action is taken (or even proposed to be taken) to enforce any of
these rights.
Trade
union membership and activities, and non-membership of a union
Employees have
the right to join or not join a trade union of their choice. Their
employer may not dismiss them, select them for redundancy or make
them suffer detriment for being or proposing to become a union
member, nor for taking part in the union's activities at an
appropriate time. They are similarly protected if they choose not to
belong to a union or refuse to join one.
Dismissals
which infringe these rights may be taken to an employment tribunal
regardless of the employee's length of service. Employees who claim
to have been unfairly dismissed in this way (except those
complaining of unfair selection for redundancy) can also apply to
the tribunal for an order of interim relief (which requires the
employer to continue their contract of employment or to re-employ
them pending the final outcome of the case).
For further
information on these rights, see the documents Union
membership: rights of members and non-members (PL871) and Unfairly
dismissed? (PL712).
Taking
action on health and safety grounds
An employee
may not be dismissed, selected for redundancy (when others in
similar circumstances are not selected) or subjected to any
detrimental action for taking certain types of action on health and
safety grounds. These rights apply to all employees, regardless of
their length of service, if they:
- carry out
or propose to carry out activities which their employer has
designated them to carry out in connection with preventing or
reducing risks to health and safety at work; or
- perform or
propose to perform functions they have as official or
employer-acknowledged health and safety representatives or
committee members; or
- bring to
their employer's attention by reasonable means - and in the
absence of a representative or committee with whom it would be
reasonably practicable for them to raise the matter - a concern
about circumstances at work which they reasonably believe are
harmful to health and safety;
- in the
event of danger which they reasonably believe to be serious and
imminent and which they could not reasonably be expected to
avert, leave or propose to leave the workplace or any dangerous
part of it, or (while the danger continues) refuse to return; or
- in
circumstances of danger which they reasonably believe to be
serious and imminent, take or propose to take appropriate steps
to protect themselves or others.
All employees
have the right to complain to an employment tribunal if any of these
rights are infringed. Where health and safety representatives or
committee members or those designated to carry out workplace health
and safety activities (which could include, for example, first
aiders) are dismissed or selected for redundancy, they are entitled
to compensation without a statutory limit. In other cases of dismissal or
selection for redundancy on health and safety grounds, the remedies
will be subject to the same limits as under the ordinary unfair
dismissal provisions. For details see either the document Fair
and Unfair Dismissal (PL714) or Unfairly
Dismissed? (PL712).
Where the
employee has been subjected to some other detriment relating to
taking action on health and safety grounds, the employment tribunal
will award the compensation it considers just and equitable in all
the circumstances, taking into account the particular infringement
and any loss incurred.
Suspension
from work on medical grounds
Certain health
and safety regulations require employees to be suspended from their
normal work on medical grounds, when their health would be
endangered if they continued to be exposed to a
substance specified in the regulations. These provisions cover
exposure to ionising radiation, lead and some other hazards.
Further details can be found in the document
Suspension
from work on medical or maternity grounds (PL705)
Transfer
of a business or undertaking
The Transfer
of Undertakings (Protection of Employment) Regulations 1981 apply to
the transfer of an undertaking, or part of an undertaking, to a new
employer (for example, as the result of a sale). The employees
automatically become employees of the new employer as if their
contracts of employment were originally made with the new employer;
and the new employer takes over all employment liabilities of the
old employer (except criminal liabilities and occupational pension
rights).
Employees are
entitled to object to their contract being transferred to the new
employer but, in doing so, normally lose the right to claim there
was a dismissal unless they can show that the transfer would have
involved a substantial and detrimental change in working conditions.
If either the
new or the old employer dismisses an employee solely or mainly
because of the transfer of an undertaking or part of it, the
dismissal is considered unfair.
However, if
the main reason for dismissal, by either employer, is an economic,
technical or organisational one entailing changes in the workforce,
an employment tribunal may consider it to be fair. That is likely if
the tribunal also finds that the employer acted reasonably in
treating this reason as sufficient to justify dismissal.
Further
information is available in the document Transfers of
undertakings: a guide to the regulations (PL699).
Sunday
shop and betting work
Shop workers have the right not to be dismissed, selected
for redundancy (when others in similar circumstances are not
selected) or subjected to other detrimental action for refusing or
proposing to refuse to work on Sundays.
There are
similar rights for betting workers - that is
broadly all employees at licensed betting offices, and those
employees at horse race courses or licensed tracks whose work
involves dealing with betting transactions.
For further
information, see the document Sunday
shop and betting work: employees' rights (PL960).
Working time
The Working Time
Regulations 1998 provide rights to:
The regulations apply not only to
employees but also to workers, which includes the majority of agency
workers and freelancers. The
regulations were amended, with effect from 1 August 2003, to extend
working time measures in full to all non mobile workers in road,
sea, inland waterways and lake transport, to all workers in the
railway and offshore sectors, and to all workers in aviation who are
not covered by the sectoral Aviation Directive. The regulations will
also apply to junior doctors from 1 August 2004.
Mobile workers in road transport have
more limited protections. Those subject to European drivers' hours
rules 3820/85 are entitled to four weeks paid annual leave and
health assessments if a night worker from 1 August 2003. Mobile
workers not covered by European drivers' hours rules will be
entitled to an average 48 hours per week, four weeks paid holiday,
health assessments if a night worker and adequate rest.
The regulations were previously
amended, with effect from 6 April 2003, to provide enhanced rights
for adolescent workers. Young workers (those over the minimum school
leaving age but under 18) are entitled to 12 consecutive hours rest
between each working day, two days' weekly rest and a 30-minute
in-work rest break when working longer than four and a half hours,
plus four weeks paid annual leave. Following a period of public
consultation, the following changes for young workers took effect in
2003.
- Working
time to be limited to eight hours a day and 40 hours a
week
- Prohibition
of night-work between 10pm and 6am or between 11pm and 7am
- Derogations
from the working time limit and night-work prohibition permitted
in specific circumstances, and in the case of the night-work
prohibition, specific sectors
Workers may
complain to an employment tribunal if they are being denied rest
periods, breaks or the paid annual leave entitlements.
The limits and health assessments (if a night worker) are enforced
by the Health and Safety Executive, local authority environmental
health departments, the Civil Aviation Authority (CAA) and the
Vehicle and Operator Services Agency (VOSA).
Employees
may complain to an employment tribunal of unfair dismissal,
regardless of their length of service, if they are dismissed for
exercising rights under these regulations; and workers who are not
employees may complain that they have suffered a detriment if their
contracts are terminated for this reason.
Both employees and workers who are not employees are also
protected from other detrimental action or deliberate inaction by
their employer.
Further details
can be found in the document Your guide to the
working time regulations.
Protected disclosures
Workers who
'blow the whistle' on wrongdoing in the workplace can complain to an
employment tribunal if they are dismissed or victimised for doing
so. An employee's dismissal (or selection for redundancy) will be
unfair if it is wholly or mainly for making a protected disclosure
within the meaning of Part IVA of the Employment Rights Act 1996
(inserted by the Public Interest Disclosure Act 1998). Workers who
are not employees can complain that they have suffered a detriment
if their contracts are terminated for making such a disclosure, with
compensation awarded on the same basis as for unfair dismissal. Both
employees and other workers are also protected from other detriment
by their employer.
For further
information, see the document Disclosures
in the public interest: protections for workers who 'blow the
whistle' (PL502).
Disciplinary and grievance hearings
Workers are
entitled to be accompanied at certain disciplinary and grievance
hearings by a fellow worker or a trade union official of their
choice, provided they make a reasonable request to be accompanied.
They also have the right to a reasonable postponement of the
hearing, within specified limits, if their chosen companion is
unavailable at the time the employer proposes.
Workers have the
right to take paid time off during working hours to accompany fellow
workers employed by the same employer.
These rights
apply to workers including agency workers and home workers, though
not to those who are in business solely on their own account.
For
further information, see Acas's code of practice Disciplinary and
grievance procedures.
An employment
tribunal will consider a worker has been unfairly dismissed,
regardless of his or her age or length of service, if the dismissal
was for exercising or seeking to exercise the right to be
accompanied, or for accompanying or seeking to accompany another
worker; nor may an employer subject workers to any other detrimental
treatment on these grounds.
Part-time Workers (Prevention of Less Favourable
Treatment) Regulations 2000
The Regulations
aim to ensure that part-time workers are not treated less favourably
than comparable full-timers, unless the less favourable treatment
can be justified on objective grounds. Principally, this means they
should:
- receive the
same rates of pay (including overtime pay, once they have worked
normal full-time hours);
- not be
treated less favourably for contractual sick pay or maternity pay
purposes, or discriminated against over access to pension schemes
or pension scheme benefits;
- not be
excluded from training simply because they work part-time;
- receive
holiday entitlement pro rata to comparable full-timers;
- have any
career break schemes, contractual maternity leave and parental
leave made available to them in the same way as for full-time
workers; and
- not be
treated less favourably in the criteria for selecting workers for
redundancy.
Part-time
workers who believe their treatment infringes these regulations have
the right to make a request in writing for a written statement,
within 21 days, giving the employer's reasons for the
treatment.
Employees will
be held to be unfairly dismissed (or selected for redundancy),
regardless of age or length of service, if the main reason for the
dismissal is that:
- they
exercised or sought to enforce rights under the Regulations,
refused to forgo them or alleged that the employer had infringed
them; or
- they gave
evidence or information in connection with proceedings brought by
an employee under the Regulations; or
- the employer
believed the employee intended to do any of these things.
Though only
employees may complain of unfair dismissal, workers who are not
employees may complain to an employment tribunal that they have
suffered a detriment if their contracts are terminated for any of
these reasons, compensation being awarded on the same basis as for
unfair dismissal. Both employees and other workers are also
protected from other detrimental treatment for these
reasons.
Click here for further
information.
Fixed-term Employees (Prevention of
Less Favourable Treatment) Regulations 2002
The Fixed-term
Employees (Prevention of Less Favourable Treatment) Regulations 2002
say that fixed-term employees should not be treated less favourably
than comparable permanent employees on the grounds they are
fixed-term employees, unless this is objectively justified. Any such
less favourable treatment must be actually necessary to achieve a
legitimate objective and must also be an appropriate way to achieve
it. Employees who believe their rights are infringed under these
Regulations may present their case to an employment tribunal.
They apply to employees on contracts
that last for a specified period of time or will end when a
specified task has been completed or a specified event does or does
not happen. Examples include employees covering for maternity leave
and peaks in demand and employees on task contracts such as setting
up a database. An example where less favourable treatment may be
justified could be the disproportionate cost of giving a company car
to an employee on a short fixed-term contract just because the
comparator has one.
Less favourable
treatment may be assessed in one or two ways: either each of the
fixed-term employee’s terms and conditions of employment should
not be less favourable than the equivalent treatment given to their
comparator or the fixed-term employee’s overall package of
conditions should not be less favourable.
Fixed-term
employees have a right to ask for a written statement setting out
the reasons for less favourable treatment if they believe that this
may have occurred. The employer must provide this statement
within 21 days.
Use of successive
fixed-term contracts is limited to four years, unless further
fixed-term contracts are justified on objective grounds. However, it
will be possible for employers and employees to increase or decrease
this period or agree a different way to limit the use of successive
fixed-term contracts via collective or workforce agreements. Service
accumulated from 10 July 2002 counts towards this four-year limit. If
a fixed-term contract is renewed after the four-year period, it is
treated as a contract for an indefinite period (unless the use of a
fixed-term contract is objectively justified). Fixed-term employees
have a right to ask their employer for a written statement
confirming that their contract is permanent or setting out objective
reasons for the use of a fixed-term contract beyond the four-year
period. The employer must provide this statement within 21 days.
Any redundancy
waiver that is included in a fixed-term contract which is
agreed, extended or renewed after 1 October 2002 will be invalid.
Fixed-term
employees should receive information on permanent vacancies in their
organisation.
The
end of a task contract that expires when a specific task has been
completed or a specific event does or does not happen counts as a
dismissal in law; so does non-renewal of a fixed-term contract
concluded for a specified period of time.
Dismissal
relating to jury service
From 6 April 2005, employees will be
unfairly dismissed (or selected for redundancy) if the reason, or the
principal reason, is that they have been summoned for jury service or
have been absent from work on jury service. There is no qualifying
period of service or upper age limit for employees who wish to
complain that they have been dismissed for these reasons. This
protection will not apply, however, if the employer shows that the
employee's absence will cause substantial injury to his business and
makes this known to the employee, who nevertheless unreasonably
refuses, or fails, to apply to be excused from jury service or to have
his jury service deferred.
Employees are also protected against detrimental action or deliberate
inaction by their employer because they have been summoned for jury
service or have been absent from work on jury service. However, the
protection does not cover failure to pay remuneration during absence
on jury service unless the employee's contract of employment entitles
him to be paid during such an absence.
Rehabilitation
of offenders
Broadly
speaking, anyone who has been convicted of a criminal offence and
who is not convicted of a further offence during a specified period
(the 'rehabilitation period') becomes a 'rehabilitated person' and
the conviction becomes spent. This means it does not have to be
declared for most purposes, such as applying for a job.
The
rehabilitation period depends on the sentence and runs from the date
of conviction. A conviction resulting in a prison sentence of more
than 30 months can never become spent.
Under the
Rehabilitation of Offenders Act 1974, a spent conviction - or
failure to disclose a spent conviction or any circumstances
connected with it - is not a proper ground for dismissing or
excluding a person from any office, profession, occupation or
employment or for prejudicing a person in any way in any occupation
or employment. However, there are some exceptions to the Act (which
relate broadly to work with children, the sick, disabled people and
the administration of justice). Where an exception applies, an
individual must, if asked, disclose all convictions including spent
ones.
Further
information about these provisions can be found in the Home Office
leaflet Wiping the slate clean.
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