Drafting a Response to a Request for Clearance
When responding, departments should:
Timing
- Draft the proposed response with sufficient time for it to
be considered and cleared by the appropriate Minister within their
department and issued by that Minister within the deadline stated in
the original letter.
Format
- Use the same short self explanatory heading as the originating letter.
Addressees and copy lists
- Address the response to the Minister who chairs the
Committee, not to the Minister who wrote requesting clearance. It
should end 'I am copying this to the Prime Minister, members of XYZ
Committee and to Sir Gus O’Donnell'.
- The Devolved
Administrations are not members of Committees and should not be copied
into the response even if they received a separate copy of the original
clearance request.
Contents
- A nil return is a
sign that a Minister is content with a policy. It is the responsibility
of Private Offices to ensure that letters issued in their Minister's
name have substantive comments to make; otherwise, they should give a
nil return and do not need to write.
- Where possible, keep replies short. Where this is not possible, start the letter with a summary of the department's concerns.
- There
are three categories of Ministerial comments and the response must
clearly distinguish whether a particular comment is one the Minister:
- requires to be addressed as a condition of agreeing to clearance
- believes should be addressed, but does not insist on as a condition of clearance; and
- is making without suggesting it needs to be addressed before clearance.
- If
any member of the Committee objects to a proposal and their objections
cannot be resolved, the proposal will not receive policy clearance
without a meeting of the Committee. It is therefore important that,
where there are disagreements between departments, the issues are
discussed as soon as they emerge and a compromise is sought prior to
the Minister responding to the original letter. Objections cannot just be dismissed. The
Committee secretary will need to confirm that all parties are content
before policy clearance is granted. For more information on the
Committee secretary's role in brokering agreements, see the sections
entitled Securing Agreement, Advising the Chair and Issuing Clearance
Letters in this guide.
- Whilst a Minister is entitled
to reserve his or her own position until an issue is resolved, it is
not generally consistent with the principles of Ministerial
responsibility for a Minister to require that officials are satisfied
on an issue of policy. On matters of detail, however – for example on
the drafting of documents – a Minister may want to ask that they are
resolved between officials, indeed it is preferable that Ministerial
correspondence does not become embroiled in matters of detail (if it is
felt that drafting points should be covered in a letter, it is better
that they are dealt with in an annex).