This snapshot, taken on 04/03/2010, shows web content selected for preservation by The National Archives. External links, forms and search boxes may not work in archived websites.

We're creating a single website for everything to do with BIS but, while we do that, you'll find information in three places. > Find what you're looking for

 

Regulators' Compliance Code - Extension of Compliance Code's Coverage

Since 6 April 2008, several national regulators as well as all the local authorities in England have been under a statutory duty to have regard to Better Regulation principles and the Compliance Code when they carry out specified regulatory functions. The aim is to embed a risk-based, proportionate and targeted approach to regulatory inspection and enforcement among regulators.

To spread benefits of the Code and the Principles more widely the Government has extended their coverage to additional regulators with relevant regulatory functions. In addition to those previously covered, the Code and Principles will apply to:

  • specified regulatory functions of Local Authorities in Scotland, Northern Ireland and Wales
  • specific business-facing functions of public sector regulators in England
  • functions of other relevant national regulators currently omitted from the coverage of the Code and the Principles, including private sector regulators monitoring compliance with the anti-money laundering regulations.

The Statutory Instruments specifying the regulatory functions to which the Compliance Code and the Principles of Good Regulation apply can be found in the links below:

http://www.opsi.gov.uk/si/si2007/pdf/uksi_20073544_en.pdf

http://www.opsi.gov.uk/si/si2009/pdf/uksi_20092981_en.pdf

 

The draft statutory instrument extending the coverage of the Code was approved by Parliament in October 2009 and came into force in November of that year.

Consultation

The Better Regulation Executive invited views on this proposal from regulators likely to be affected by the proposed extension, as well the views of businesses, third sector organisations and other interested parties. The consultation closed on 13 February 2009 and the Government published its response on 29 May 2009. The consultation document and the Government response are available below:

Printed copies may be obtained by post from the BERR Publication Order Line.

Responses to the public consultation